Page 11 - Azerbaijan State University of Economics
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S.Baizakov, A.Tulepbekova, A.Assenova: Regulatory policy of Kazakhstan: problems
                                                                                                           and perspectives

                    for  Regulatory  Performance  Analysis  (RIA)  (2008),  containing  methodological
                    recommendations  for  improving  the  regulatory  framework,  the  OECD  Principles  on
                    Enforcement Practice and audit by regulators based on best practices (2014) and the
                    OECD  Recommendations  to  the  Council  on  Regulatory  Policy  and  Public  Policy
                    (2012).  All  these  documents  support  the  working  processes  in  the  OECD  countries,
                    allowing regulators to improve technologies and methods of work and supporting the
                    efforts  of  regulators to attract  and promote high-quality  specialists  [www.  fstrf.ru/.../
                    Printcipy_OESR_v_sfere_regulyatornoj_politiki_redaktciya_ITOG.d...].
                         Over the past 20 years, governments of OECD countries have been very effective
                    in implementing various instruments in the regulatory policy that have allowed them to
                    significantly improve the business climate and in a short period of time bring the share
                    of small and medium businesses in GDP to an average of 60 to 70 %.
                         Successfully  implemented  in  EU  countries  regulatory  policy  based  on  the
                    principle  of  "smart  regulation"  is  to  continuously  and  systematically  improve  the
                    quality of regulation through integrated impact assessment at each decision-making
                    stage,  its  implementation  and  monitoring,  clear  coordination  of  interested
                    government bodies and consideration of the views of all targeted impact groups.
                         The regulatory system of Kazakhstan was built in new market conditions and
                    was superfluous and inefficient, was unnecessarily onerous for business and did not
                    provide security for consumers. The main reasons for the randomness of rulemaking
                    and enforcement of the existing regulatory system were:
                         - Absence of the system  of "smart" rule-making - analysis of the regulatory
                    impact of regulatory legal acts (ARI);
                         - Duplication of regulation carried out by different state bodies;
                         - Duplication of state regulatory functions and self-regulation of professional
                    communities (where it exists);
                         - Duplication  of  state  regulatory  functions  and  conformity  assessment
                    procedures in the system of technical regulation;
                         - Duplication  between  different  levels  within  one  state  agency,  as  well  as
                    between central and local executive bodies;
                         - Duplication between state permits and government audits;
                         - The  same  volume  of  qualification  requirements  for  entities  creating  a
                    different level of risk;
                         - The use of regulatory instruments that are not adequate to the level of risk,
                    including  administrative  penalties,  which  is  not  proportional  to  the  severity  of
                    offenses.




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